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Compliance Solutions With Best in Class Operational Support Orical LLC offers the best-in-class, customized, practical and technical solutions for the compliance, operations and legal issues facing investment advisers, private funds and broker-dealers globally. Orical provides its clients with the industry and regulatory knowledge of a major law firm with the dedication, attention, and responsiveness equal to that of valid in-house compliance and legal staff. Extensive Experience: Orical understands the day-to-day challenges that its clients face in running their businesses. Partners and associates at Orical have extensive experience working as senior counsel and Chief Compliance Officers for investment advisory firms that have extensive compliance and operational infrastructures. Orical’s discussions with clients regarding sensitive compliance, regulatory and legal issues are subject to the rules governing attorney client privilege. Compliance and Technical Solutions: Orical offers superior technical solutions to help meet the needs of today’s investment advisers in a variety of areas including Compliance Monitoring, Code of Ethics Administration, Risk Management, Financial Reporting, Counterparty Monitoring, Human Resources, Trade Capture and Allocation.
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