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Vigilant

Email address and contacts

Quick try with Patrick Chism from vigilantllc.com

Vigilant company description

Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Privately Held and Employee Owned and Operated. Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers: - Outsourced CCO - Outsourced CFO/PFO - CCO Support - Advertising and Marketing Review - Mock SEC/FINRA Exams - SEC/ERA/Broker Dealer Registration - Registered Representative Licensing - Principal Underwriter for Registered Funds - FinOp Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.

Key Employees

  • Patrick Chism
    Managing Director, Broker Dealer Solutions
  • Michael Hogan
    Director
  • Matthew Seidenberg
    Director

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New team members of Vigilant

Justin Dausch
Director
Bernadette Murphy
Director
Charles Martin
Managing Director
Donna Dimaria
Consultant
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