Vigilant
Email address and contacts
Vigilant company description
Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Privately Held and Employee Owned and Operated. Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers: - Outsourced CCO - Outsourced CFO/PFO - CCO Support - Advertising and Marketing Review - Mock SEC/FINRA Exams - SEC/ERA/Broker Dealer Registration - Registered Representative Licensing - Principal Underwriter for Registered Funds - FinOp Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.
Employee count
52
Industry
Financial ServicesCountry
United States
Company website
https://vigilantllc.com
Key Employees
- Will ClarkDirector
- Patrick ChismManaging Director, Broker Dealer Solutions
- Chuck MartinChief Operating Officer, Managing Director- Investment Advisor Solutions

